“Growth is never by mere chance;

it is the result of focus working together.”

James Cash Penney

Advisor issue? SLG solves the problem.

Transition best practices and plan.

  • Phase 1: Transition

    You’ll receive a dedicated Transition Manager to help you with licensing, SEC registration, and product review and approval. You and your Manager will meet weekly to keep steady progress.

  • Phase 2: Client Onboarding

    Your Transition Manager will assist you with custodial onboarding and provide sample letters you can use to communicate with clients about your move. During this period, we’ll also begin working with you to upload your client information and account performance to your new portfolio management software.

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“Until we can manage time, we can manage nothing else.”

– Peter Drucker

Why Capstone chose SLG:

In this 3 part series, discover why SLG Wealth could be a great option for you.