Empower Your Firm with Expert RIA Back Office Support

Free Your Time & Scale Efficiently

Free Your Time & Scale Efficiently

Running an RIA practice requires time, precision, and operational expertise. SLG Wealth’s back-office support team, takes the burden off your shoulders, handling the critical day-to-day processes so you can focus on growing your business and serving your clients. Whether it’s trade execution, compliance, billing, or administrative support, our team becomes an extension of yours—offering efficiency, accuracy, and industry-leading expertise.

Seamless Trade Execution & Operations Support

Execute trades with confidence. Our team ensures fast, accurate, and compliant trade order execution across custodians. We streamline multi-custodial trade processing to save you time and reduce errors, ensuring that your clients’ portfolios are always optimized.

"Great things in business are never done by one person.

They are done by a team of people."

Optimize Advisory Fee Billing with Accuracy & Transparency

Stop spending hours managing fee calculations and billing disputes. Our billing support services automate the process, ensuring consistent and accurate advisory fee calculations across platforms. With transparent reporting and compliance oversight, we help you maintain client trust and operational efficiency.

Effortless Compliance & Reporting for Your Firm

Staying compliant shouldn't slow you down. Our back-office team monitors regulatory changes from the SEC, FINRA, and DOL, ensuring your firm remains in good standing. From trade monitoring and email archiving to consolidated attestations and regulatory filings, we provide full compliance support—so you can focus on your clients, not paperwork.

Comprehensive Back-Office Services Include:

✅ Trade Order Execution – Accurate and timely trade execution across custodians.
✅ Advisory Fee Billing – Automated and transparent billing solutions.
✅ Regulatory Compliance – SEC, FINRA, and DOL monitoring, including trade surveillance and reporting.
✅ Client Account Management – Onboarding, maintenance, and service support.
✅ Custodian & Vendor Coordination – Seamless integration with custodians and third-party vendors.
✅ Technology Integration – Optimize your CRM, portfolio management, and reporting tools.
✅ Operational Consulting – Workflow optimization strategies to improve efficiency.